HomeTraining Manual Archives-Worldox GX4:: Professional - CompliancePurpose and FundamentalsIntroduction to Compliance Training

1.1. Introduction to Compliance Training

The purpose of this session is to provide you with the necessary tools for complying with the FINRA compliance requirements. 

For further details on these requirements, please see:  Compliance Documentation from Trumpet
and FINRA Regulations

This page was: Helpful | Not Helpful

© 2012 Trumpet, Inc., All Rights Reserved